SEC
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/7/14
IRA Rollover Worries, 401k fee misfire and ODing on indexing.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/28/14
SEC Clueless, fumbling fee professors back and investment option risk.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/21/14
Meaningful Compliance enforcement? SEC suddenly has issues with fees? and, Why are the Young so stupid?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/7/14
DOL gets tough, Fiduciary Gridlock a blessing? and Good Investment advice.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/31/14
Find out the ten most feared words.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/14
DOL aims its sites, is the brokerage model going extinct? and the problems with bonds
Exclusive Interview with Investor Advocate Kathleen McBride: SIFMA Seeks to Protect Business Model Where Client Serves Broker, Not the Fiduciary Model Where the Broker Protects the Client
“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/17/14
Regulators warn, fiduciary fades and making the same old investment mistakes.
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