SEC

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/20/18

SEC punts fiduciary, fees aren’t everything, and old time investing.

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Exclusive Interview: Fred Reish says DOL “Conflicted” Over Conflict-of-Interest Rule Appeal

One of the nation’s top ERISA attorneys tells us even if the Fiduciary Duty is dead, it’s not. The only question is which part will remain alive and which part with wither on the vine. Fred Reish has an idea, and he tells us here.

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Exclusive Interview: Ary Rosenbaum says Scottrade Still on the Hook Despite 5th Circuit Ruling

Prolific ERISA attorney shares his views on the DOL’s Fiduciary Rule and the direction the industry is headed in.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/2/18

The Undiscovered Fiduciary, SEC goes on safari, and barber investing.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/23/18

Two fiduciary wrongs, a new kind of fee conflict, and crypto-mania’s comeuppance.

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Exclusive Interview: David Levine: 401k Plan Sponsors Must Separate These Fiduciary Rule Facts from Fiction

“This uncertainty can be very challenging for plan sponsors. If I have to give some basic words of advice to plan sponsors, I simply say ‘stop and take a breath.’”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/16/18

States muscle in on Fiduciary Rule, SEC (finally) goes after 12b-1 fees, and lessons from the correction.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/9/18

Top-down retirement policy ideas, “What? I pay Fees?” and what we remember (and don’t) about market volatility

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