Fiduciary Rule
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/21/11
The pendulum again swings in favor of the fiduciary standard as the DOL threatens to come after service providers regarding questionable fees. In the meantime, the battle between Modern Portfolio Theory and Behavioral-based solutions gets hotter.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/7/11
A flurry of a week that saw lawmakers go back to the future, the brokers get more than they bargained for and another good “teachable moment” for investing.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/30/11
Last week seemed a lot like 1968,… and not because mindless protesters were making the news.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/23/11
Will this be known as the week we lost the fiduciary standard?
As Brokers Cheer, Advisers Sound Off on DOL 401k Fiduciary Capitulation
The Fiduciary Standard is American as motherhood, apple pie and Quaker Oatmeal.
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/16/11
Has the SEC screwed the pooch regarding the uniform fiduciary standard? Will the same politics infect the DOL’s proposed Fiduciary Rule and Fee Disclosure Rule?
Industry Fights Hard to Exclude IRAs from Fiduciary Standard
Is this the last gasps of a dying business model whose ruins new life seems destined to find rebirth?
Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 8/12/11
With Congress in recess, the anti-fiduciary lobbyists have moved to major media outlets. Meanwhile, we’re continually discovering government regulation too often produces Rube Goldberg fiascos like target-date funds.
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