12b-1
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/17/15
DOL’s Fiduciary Flop, fee focus and investment oddities.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/10/15
IRS tries hard, fiduciary home stretch, and 12b-1 fees in the doghouse.
12b-1 Fees/Revenue Sharing Add to 401k Plan Sponsor Fiduciary Liability Woes
In some distant future, what fossilized evidence of poor judgment will come back to haunt unsuspecting 401k plan sponsors.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/20/15
Regulators all in, the fall of 12b-1 fees and why do we keep talking about investments?
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/13/15
Pension Ponzi redux, Fiduciary feud growing louder, and the sudden rediscovery of the evils of 12b-1 fees.
“How-to” Guidelines to Follow When Creating 401k Plan Benchmarks
Just because something is measurable doesn’t mean it’s relevant.
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/5/14
Public Employees Worry, Fiduciary September, and the SEC final questions hidden fees.
Exclusive Interview with Phyllis C. Borzi: Why Plan Sponsors Shouldn’t Treat Their 401k Plans Like Cheap T-Shirts
Borzi: “…the average person would prefer to work with people who are legally required to provide unbiased investment advice and put the client’s interests first.”
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