Compliance
Will 2012 be the Year of the 401k Fiduciary?
Which plan sponsors will be most impacted by 2012’s emerging regulation?
New Survey Reveals How 401k Plan Sponsors Rank 8 Hot Topics
Deloitte’s annual survey produces two shockers: One explains why annuities aren’t as popular as the press makes them out to be, the other, well…
As Brokers Cheer, Advisers Sound Off on DOL 401k Fiduciary Capitulation
The Fiduciary Standard is American as motherhood, apple pie and Quaker Oatmeal.
Momentum Builds to Place IRAs Under Fiduciary Umbrella
Having no idea what the fiduciary means, and worse, not caring, most IRA R/O investors are sheep heading for their (financial) slaughter. Not anymore, if the DOL’s Phyllis Borzi has her way.
How Should a 401k Plan Sponsor Construct an Appropriate Investment Policy Statement?
For those who believe an Investment Policy Statement (IPS) for an ERISA retirement plan helps reduce fiduciary liability, here’s a nine step process for creating a strong IPS.
401k Plan Sponsors: Is Your Investment Policy Statement Still Using Outdated Language?
How old is that 401k Investment Policy Statement? If it hasn’t been updated in a while, chances are it contains language that could get the Plan Sponsor in trouble. Here’s at least one thing you can look for.
What 401k Plan Sponsors Might Expect from Proposed Fiduciary Rules
It might surprise you to discover the industry’s loudest complaints against the fiduciary standard might also be the strongest arguments for the fiduciary standard.
Transcript of Phyllis Borzi’s Opening Remarks at March Fiduciary Hearings
For all the public comments offered at the DOL’s Public Hearing on the definition of the Definition of Fiduciary, perhaps the most important statement was the one offered by Assistant Secretary to open the hearings.
Community Links
Tags
Disclaimer
The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.