Compliance

Finance Industry Pros: MyRA Misses The Point

Right problem, wrong solution.

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Wall Street’s Whipping Boy and a World Without a Fiduciary Standard

Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.

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Compliance Headaches Coming for 401k Plan Sponsors Due to New Fiduciary Regs in 2014?

What might surprise you the most is how easily the industry will adapt to the new fiduciary guidelines.

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Industry Thought-Leaders: 401k MEPs as Safe as Any Other 401k Plan

“MEPs are less susceptible thanks to their size and their often use of multiple providers.” “MEPs really are a great solution for employers, especially small employers.”

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5 Fiduciary Facts the DOL Wants Every 401k Plan Sponsor to Know

If maintaining fiduciary due diligence were easy, they wouldn’t publish a list like this.

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What Will 2013 Bring to the World of 401k?

Two experts feel we’re on the cusp of a major milestone, two experts don’t. You’re the tie-breaker. What do you believe?

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Will Fiscal Cliff Deal Harm 401k Investors?

Either way, messing with the tax code will hurt current and future retirees.

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The Easiest Way to Reduce Personal Fiduciary Liability for Plan Sponsors and Other Non-Professional Trustees

It’s the greatest cause of anxiety among plan sponsors, yet it’s so easy to address.

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